Simon Goddek
Alyssa Joyce
Benz Kotzen
Gavin M. Burnell Editors
Aquaponics
Food Production
Systems
Combined Aquaculture and Hydroponic
Production Technologies for the Future
Aquaponics Food Production Systems
Simon Goddek
Alyssa Joyce
Benz Kotzen
Gavin M. Burnell
Editors
Aquaponics Food Production
Systems
Combined Aquaculture and Hydroponic
Production Technologies for the Future
Funded by the Horizon 2020 Framework Programme
of the European Union
Editors
Simon Goddek
Mathematical and Statistical Methods
(Biometris)
Wageningen University
Wageningen, The Netherlands
Alyssa Joyce
Department of Marine Science
University of Gothenburg
Gothenburg, Sweden
Benz Kotzen
School of Design
University of Greenwich
London, UK
Gavin M. Burnell
School of Biological, Earth
and Environmental Sciences
University College Cork
Cork, Ireland
ISBN 978-3-030-15942-9 ISBN 978-3-030-15943-6 (eBook)
https://doi.org/10.1007/978-3-030-15943-6
© The Editor(s) (if applicable) and The Author(s) 2019. This book is an open access publication.
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Preface
It has been more than 45 years since the science ction lm Soylent Green (1973)
rst appeared in cinemas. The movie was prescient for its time and predicted many
of our current environmental problems, including dying oceans, the greenhouse
effect, overpopulation, and loss of biodiversity. Even though we hope that humans
will not serve as a future nutrient source, the scenarios laid out in the movie are not
that far from being realised. As researchers and citizens, we realise our duty of care
to the environment and the rest of our worlds ever-growing population. We are
concerned that if we stand back and ignore the current trends in exploitation of
resources and methods of production that our paradise of a planet will be doomed or
at least far diminished, such that living on the sterile surfaces of the Moon or Mars
will seem like a pleasant alternative. Generations to come will and should hold us
individually and collectively responsible for the mess that we leave. The numerous
authors of this book are in a lucky as well as in an unfortunate posit ion, in that we can
either help to solve problems or be held responsible by future generations for being
part of the problem. When we started the COST Action FA1305 The EU
Aquaponics Hub Realising Sustainable Integrated Fish and Vege table Production
for the EU , aquaponics was a niche technology that, at an industrial scale, could not
compete with stand-alone hydroponics and aquaculture technologies. However,
aquaponics technology in the past decade has taken great leaps forward in efciency
and hence economic viability through a wide range of technological advances. As
our ability to understand the environmental costs of industrial farming increases, we
are more capable of developing technologies to ensure that farming is more produc-
tive and less damaging to the environment. This positive outcome should be
bolstered by the very encouraging signs that although young people are statistically
not interested in being the farmers of the future, they do want to be future farmers if
technology is involved and they can adapt these technologies to live closer to urban
environments and have a better quality of life than in the rural past. Kids of all ages
are fascinated by technology, and it is no wonder as technology solve s many
problems. At the same time though, kids (perhaps less so with teenagers) are also
environmentally conscious and unders tand that the future of our planet lies in the
v
melding of nature and technology. Technology allows us to be more productive, and
although we have no certainty that we can and will effectively solve climate change,
we still have hope that there will be a future where people will be healthy and fed
with nutritious food. We, the authors of this book, realise that we are but small fry in
a world of much bigger sh (sometimes sharks), but we are more than hopeful,
indeed condent, that aquaponics has a role to play in the worlds future food
production.
Within the timeline of COST Action FA1305, our objective was to bring
aquaponics closer to the public and to raise awareness of alternative growing
methods. The Actions Management Committee had 90 experts from 28 EU coun-
tries, 2 near neighbour countries, and 2 international partner countries. We organised
7 training schools in different parts of Europe, involving 92 trainees from 21 coun-
tries, and 20 STSMs were awarded to 18 early career researchers from 12 countries.
Most importantly, we published 59 videos based on the training schools, all of which
are freely available on YouTube ( https://www.youtube.com/EUAquaponicsHub).
Action members collaborated in writing 24 papers (19 of which are open access),
book chapters, monographs, and a white paper. The white paper identies eight key
recommendations based on the experience of the working group members, trends
within current research and entrepreneurship, and the directions being investigated
by ECIs. The recommendations are:
1. The promotion of continued research in aquaponics.
2. The development of nancial incentives to enable the commercialisation of
aquaponics.
3. The promotion of aquaponics as social enterprise in urban areas.
4. The promotion of aquaponics in the developing world and in refugee camps.
5. The development of EU-wide aquaponics legislation and planning guidance.
6. The development of aquaponics training courses in order to provide the necessary
skilled workforce to enable aquaponi cs to expand in the EU.
7. The development of stricter health and safety protocols, including sh welfare.
8. The establishment of an EU Aquaponics Association, in order to promote
aquaponics and aquaponics technology in the EU and to assist with knowledge
transfer, and the promotion of high production and produce standards in EU
aquaponics (Fig. 1).
The assembled knowledge and experience of the group is considerable, and it is
therefore appropriate to take the opportunity at the end of the 4-year COST project to
gather this into a book, which was originally proposed by Benz Kotzen and Gavin
M. Burnell at the start and then with Simon Goddek and Alyssa Joyce. We are
fortunate that Springer Nature particularly Alexandrine Cheronet has been enthusi-
astic about this publication and that the COST organisation has funded the book as
open access so that it is available for anyone to download. We see it as part of our
duty to ensure that as many people as possible can benet from the knowledge and
expertise. The book is the product of 68 researchers and practitioners from 29 coun-
tries (Australia, Austria, Belgium, Brazil, Croatia, Czech Republi c, Denmark, Fin-
land, France, Germany, Greece, Iceland, Ireland, Israel, Italy, Malta, the
vi Preface
Netherlands, North Macedonia, Norway, Portugal, Serbia, Slovenia, South Africa,
Spain, Sweden, Switzerland, Turkey, the United Kingdom, and the United States).
When asking the members of our COST Action as well as external experts whether
they were willing to contribute to this book, the response was overwhelming. Putting
a book together with 24 chapters within 1 year would not have been possible without
the coopera tive spirit of every single lead author and coauthor. The book is testament
to their knowledge and enthusiasm. We offer our warmest appreciation to our
scientic review committee including Ranka Junge (aquaponics and educ ation),
Lidia Robaina (sh feed), Ragnheidur Thorarinsdottir (commercial aquaponics),
Harry Palm (aquaponics and aquaculture systems), Morris Villarroel (sh welfare),
Haissam Jijakli (plant pathology), Amit Gross (aquaculture and recycling), Dieter
Anseeuw (hydroponics), and Charlie Shultz (aquaponics). We would also like to
thank all peer reviewers of the 24 chapters who improved the content of the chapters.
Finally, yet importantly, the editors would also like to thank their families and
partners who hav e been patient in the editing a large book such as this.
Wageningen, The Netherlands Simon Goddek
Gothenburg, Sweden Alyssa Joyce
London, UK Benz Kotzen
Cork, Ireland Gavin M. Burnell
February 2019
Fig. 1 Group picture of the COST group in Murcia, Spain, 2017
Preface vii
Acknowledgements
The editors, authors, and publishers would like to acknowledge the COST (European
Cooperation in Science and Technology) organisation (https://www.cost.eu) initially
for funding and supporting the 4-year COST Action 1305, The EU Aquaponics Hub
Realising Sustainable Integrated Fish and Vegetable Production for the EU,which
was conceived and chaired by Benz Kotzen, University of Greenwich, and then nally
for contributing funds to this publication, making it open-source and available to all to
read. Without COST, who brought almost all of the authors together, in an amazing
project, this book would not have been written, and without their nal dissemination
contribution, this book would not be available to everyone. We also acknowledge and
greatly appreciate the support of Desertfoods International GmbH (www.desertfoods-
international.com) and Developonics asbl (www.developonics.com) for the additional
nancial support required to enable the publication to be open-source. Additionally we
applaud the efforts and great skill of Aquaponik Manufaktur GmbH (www.aquaponik-
manufaktur.de) for producing a cohesive and attractive set of illustrations for the book,
the Netherlands Organisation for Scientic Research (NWO; project number 438-17-
402) for supporting Simon Goddek in his editorial work and writing, and the Swedish
Research Council FORMAS grant 2017-00242 for similarly supporting Alyssa Joyce
whilst she undertook editorial work and writing on this book. Finally, the editors are
indebted to the enthusiasm and diligence of its authors, especially of the 22 lead
authors of the 24 chapters in their sterling efforts to get this remarkable book delivered
on time. A heartfelt well-done one and all!
Wageningen University, Wageningen,
The Netherlands
Simon Goddek
University of Gothenburg, Gothenburg,
Sweden
Alyssa Joyce
University of Greenwich, London, UK Benz Kotzen
University College Cork, Cork, Ireland Gavin M. Burnell
ix
Contents
Part I Framework Conditions in a Resource Limited World
1 Aquaponics and Global Food Chal lenges .................... 3
Simon Goddek, Alyssa Joyce, Benz Kotzen, and Maria Dos-Santos
2 Aquaponics: Closing the Cycle on Limited Water, Land
and Nutrient Res ources .................................. 19
Alyssa Joyce, Simon Goddek, Benz Kotzen, and Sven Wuertz
3 Recirculating Aquaculture Technologies ..................... 35
Carlos A. Espinal and Daniel Matulić
4 Hydroponic Technologies ................................ 77
Carmelo Maucieri, Carlo Nicoletto, Erik van Os, Di eter Anseeuw,
Robin Van Havermaet, and Ranka Junge
Part II Specic Aquaponics Technology
5 Aquaponics: The Basics ................................. 113
Wilson Lennard and Simon Goddek
6 Bacterial Relationships in Aquaponics:
New Research Directions ................................. 145
Alyssa Joyce, Mike Timmons, Simon Goddek, and Timea Pentz
7 Coupled Aquaponics Systems ............................. 163
Harry W. Palm, Ulrich Knaus, Samuel Appelbaum,
Sebastian M. Strauch, and Benz Kotzen
8 Decoupled Aquaponics Systems ............................ 201
Simon Goddek, Alyssa Joyce, Sven Wuertz, Oliver Körner,
Ingo Bläser, Mich ael Reuter, and Karel J. Keesman
xi
9 Nutrient Cycling in Aquaponics Systems ..................... 231
Mathilde Eck, Oliver Körner, and M. Haïssam Jijakli
10 Aerobic and Anaerobic Treatments for Aquaponic
Sludge Reduction and Mineralisation ....................... 247
Boris Delaide, Hendrik Monsees, Amit Gross, and Simon Goddek
11 Aquaponics Systems Modelling ............................ 267
Karel J. Keesman, Oliver Körner, Kai Wagner, Jan Urban,
Divas Karimanzir a, Thomas Rauschenba ch, and Simon Goddek
12 Aquaponics: Alternative Types and Approaches ............... 301
Benz Kotzen, Maurício Gustavo Coelho Emerenciano,
Navid Moheimani, and Gavin M. Burnell
Part III Perspective for Sustainable Development
13 Fish Diets in Aquaponics ................................. 333
Lidia Robaina, Juhani Pirhonen, Elena Mente, Javier Sánchez,
and Neill Goosen
14 Plant Pathogens and Control Strategies in Aquaponics .......... 353
Gilles Stouvenakers, Peter Dapprich, Sebastien Massart,
and M. Haïssam Jijakli
15 Smarthoods: Aquaponics Integrated Microgrids ............... 379
Florijn de Graaf and Simon Goddek
16 Aquaponics for the Anthropocene: Towards
a Sustainability First Agenda ............................ 393
James Gott, Rolf Morgenstern, and Maja Turnšek
Part IV Management and Marketing
17 Insight into Risks in Aquatic Animal Health in Aquaponics ...... 435
Hijran Yavuzcan Yildiz, Vladimir Radosavljevic, Giuliana Parisi,
and Aleksandar Cvetkovikj
18 Commercial Aquaponics: A Long Road Ahead ................ 453
Maja Turnšek, Rolf Morgenstern, Iris Schröter, Marcu s Mergenthaler,
Silke Hüttel, and Michael Leyer
19 Aquaponics: The Ugly Duckling in Organic Regulation ......... 487
Paul Rye Kledal, Bettina König, and Daniel Matulić
20 Regulatory Frameworks for Aquaponics
in the European Union .................................. 501
Tilman Reinhardt, Kyra Hoevenaars, and Alyssa Joyce
21 Aquaponics in the Built Environment ....................... 523
Gundula Proksch, Alex Ianchenko, and Benz Kotzen
xii Contents
Part V Aquaponics and Education
22 Aquaponics as an Educational Tool ......................... 561
Ranka Junge, Tjasa Griessler Bulc, Dieter Anseeuw,
Hijran Yavuzcan Yildiz, and Sarah Milliken
23 Food, Sustainability, and Science Literacy in One Package?
Opportunities and Challenges in Using Aquaponics
Among Young People at School, a Danish Perspective .......... 597
Bent Egberg Mikk elsen and Collins Momanyi Bosire
24 Aquaponics and Social Enterprise .......................... 607
Sarah Milliken and Henk Stander
Contents xiii
About the Editors
Simon Goddek Simon is an expert in the eld of
multi-loop aquaponics systems and an ecopreneur. In
2014, Simon started his PhD in the faculty of environ-
mental engineering at the University of Iceland,
completing i t in the group Biobased Chemistry and
Technology at Wageningen University & Research
(the Netherlands). At the time of publication, he
is a postdoc in the Mathematical and Statistical
Methods group (Biometris), where he is involved in
several projects in Europe (i.e. CITYFOOD) and
Africa (e.g. desertfoods Namibia). His research focus
in aquaponics includes numerical system simulation
and modelling, decoupled multi-loop aquaponics sys-
tems, and anaerobic mineralization solutions.
Alyssa Joyce Alyssa is an assistant professor in the
Department of Marine Sciences (aquaculture) at the
University of Gothenburg, Sweden. In her group, sev-
eral researchers are focused on the role of bacterial
relationships in nutrient bioavailability and pathogen
control in aquaponics systems. She was one of the
Swedish representatives to the EU COST Network on
aquaponics and is a partner in the CITYFOOD project
developing aquaponics technology in urban
environments.
xv
Benz Kotzen Benz is an associate professor and head
of Research and Enterprise in the School of Design,
University of Greenwich, London, and a consultant
landscape architect. He runs the rooftop Aquaponics
Lab at the University. He developed and was chair of
the EU Aquaponics Hub, whose remit was to raise the
state of the art of aquaponics in the EU and facilitate
collaborative aquaponics research. Urban agriculture
including vertical aquaponic systems and growing
exotic vegetables aquaponically and drylands restora-
tion are key elds of research.
Gavin M. Burnell Gavin is an emeritus professor at the
Aquaculture and Fisheries Development Centre, Uni-
versity College Cork, Ireland, and president of the
European Aquaculture Society (20182020). He has
been researching and promoting the concept of marine
aquaponics as a contribution to the circular economy
and sees an important role for this technology in out-
reach to urban communities. As a co-founder of
AquaTT and editor of Aquaculture International, he is
excited at the possibilities that aquaponics has in
research, education, and training across disciplines.
xvi About the Editors
Part I
Framework Conditions in a Resource
Limited World
Chapter 1
Aquaponics and Global Food Challenges
Simon Goddek, Alyssa Joyce, Benz Kotzen, and Maria Dos-Santos
Abstract As the worlds population grows, the demands for increased food pro-
duction expand, and as the stresses on resources such as land, water and nutrients
become ever greater, there is an urgent need to nd alternative, sustainable and
reliable methods to provide this food. The current strategies for supplying more
produce are neither ecologically sound nor address the issues of the circular econ-
omy of reducing waste whilst meeting the WHOs Millennium Development Goals
of eradicating hunger and poverty by 2015. Aquaponics, a technology that integrates
aquaculture and hydroponics, provides part of the solution. Although aquaponics has
developed considerably over recent decades, there are a number of key issues that
still need to be fully addressed, including the development of energy-efcient
systems with optimized nutrient recycling and suitable pathogen controls. There is
also a key issue of achieving protability, which includes effective value chains and
efcient supply chain management. Legislation, licensing and policy are also keys to
the success of future aquaponics, as are the issues of education and research, which
are discussed across this book.
Keywords Aqua ponics · Agriculture · Planetary boundaries · Food supply chain ·
Phosphorus
S. Goddek (*)
Mathematical and Statistical Methods (Biometris), Wageningen University, Wageningen,
The Netherlands
e-mail: simon.goddek@wur.nl; simon@goddek.nl
A. Joyce
Department of Marine Science, University of Gothenburg, Gothenburg, Sweden
e-mail: alyssa.joyce@gu.se
B. Kotzen
School of Design, University of Greenwich, London, UK
e-mail: b.kotzen@greenwich.ac.uk
M. Dos-Santos
ESCS-IPL, DINÂMIACET, ISCTE-Institute University of Lisbon, Lisbon, Portugal
e-mail: mjpls@iscte-iul.pt
© The Author(s) 2019
S. Goddek et al. (eds.), Aquaponics Food Production Systems,
https://doi.org/10.1007/978-3-030-15943-6_1
3
1.1 Introduction
Food production relies on the availability of resources, such as land, freshwater,
fossil energy and nutrients (Conijn et al. 2018), and current consumption or degra-
dation of these resources exceeds their global regeneration rate (Van Vuuren et al.
2010). The concept of planetary boundaries (Fig. 1.1) aims to dene the environ-
mental limits within which humanity can safely operate with regard to scarce
resources (Rockström et al. 2009). Biochemical ow boundaries that limit food
supply are more stringent than climate change (Steffen et al. 2015). In addition to
nutrient recycling, dietary changes and waste prevention are integrally necessary to
transform current production (Conijn et al. 2018; Kahiluoto et al. 2014). Thus, a
major global challenge is to shift the growth-based economic model towards a
Freshwater Use
Biosphere Integrity
Climate Change Novel Entities
Stratospheric
Ozone Depletion
Atmospheric
Aerosol Loading
Land-System
Change
Ocean AcidificationBiochemical Flows
Functional DiversityGenetic Diversity
Phosphorus Nitrogen
Safe Operating Space
Zone of Uncertainty High-Risk Zone
Not Yet Quantified
Possible Positive Impact of Aquaponics
Fig. 1.1 Current status of the control variables for seven of the planetary boundaries as described
by Steffen et al. (2015). The green zone is the safe operating space, the yellow represents the zone of
uncertainty (increasing risk), the red is a high-risk zone, and the grey zone boundaries are those that
have not yet been quantied. The variables outlined in blue (i.e. land-system change, freshwater use
and biochemical ows) indicate the planetary boundaries that aquaponics can have a positive
impact on
4 S. Goddek et al.
balanced eco-economic paradigm that replaces innite growth with sustainable
development (Manelli 2016). In order to maintain a balanced paradigm, innovative
and more ecologically sound cropping systems are required, such that trade-offs
between immedi ate human needs can be balanced whilst maintaining the capacity of
the biosphere to provide the required goods and services (Ehrlich and Harte 2015).
In this context, aquaponics has been identied as a farming approach that,
through nutrient and waste recycl ing, can aid in addressing both planetary bound-
aries (Fig. 1.1) and sustainable development goals, particularly for arid regions or
areas with nonarable soils (Goddek and Körner 2019; Appelbaum and Kotzen 2016;
Kotzen and Appelbaum 2010). Aquaponics is also proposed as a solution for using
marginal lands in urban areas for food production closer to markets. At one time
largely a backyard technology (Bernstein 2011), aquaponics is now growing rapidly
into industrial-scale production as technical improvements in design and practice
allow for signicantly increased output capacities and production efciencies. One
such area of evolution is in the eld of coupled vs. decoupled aquaponics systems.
Traditional designs for one-loop aquaponics systems comprise both aquaculture and
hydroponics units between which water recirculates. In such traditional syst ems, it is
necessary to make compromises to the conditions of both subsystems in terms of pH,
temperature and nutrient concentrations (Goddek et al. 2015; Kloas et al. 2015) (see
Chap. 7). A decoupled aquaponics system, however, can reduce the need for trade-
offs by separating the components , thus allo wing the conditions in each subsystem to
be optimized. Utilization of sludg e digesters is another key way of maximizing
efciency through the reuse of solid wastes (Emerenciano et al. 2017; Goddek et al.
2018; Monsees et al. 2015). Although many of the largest facilities worldwide are
still in arid regio ns (i.e. Arabian Peninsula, Australia and sub-Saharan Africa) , this
technology is also being adopted elsewhere as design advances have increasingly
made aquaponics not just a water-saving enterprise but also an efcient energy and
nutrient recycling system.
1.2 Supply and Demand
The 2030 Agenda for Sustainable Development emphasizes the need to tackle global
challenges, ranging from climate change to poverty, with sustainable food produc-
tion a high priority (Brandi 2017;UN2017). As reected in the UNs Sustainable
Development Goal 2 (UN 2017), one of the greatest challenges facing the world is
how to ensure that a growing global population, projected to rise to around 10 billion
by 2050, will be able to meet its nutritional needs. To feed an additional two billion
people by 2050, food product ion will need to increase by 50% globally (FAO 2017).
Whilst more food will need to be produced, there is a shrinking rural labour force
because of increasing urbanization (dos Santos 2016). The global rural population
has diminished from 66.4% to 46.1% in the period from 1960 to 2015 (FAO 2017).
Whilst, in 2017, urban population s represented more than 54% of the total world
population, nearly all future growth of the worlds population will occur in urban
1 Aquaponics and Global Food Challenges 5
areas, such that by 2050, 66% of the global population will live in cities (UN 2014).
This increasing urbanization of cities is accompanied by a simultaneously growing
network of infrastructure systems, including transportation networks.
To ensure global food security, total food production will need to increase by
more than 70% in the coming decades to meet the Millennium Development Goals
(FAO 2009), which include the eradication of extreme poverty and hunger and also
ensuring environmental sustainability. At the same time, food production will
inevitably face other challenges, such as climate change, pollution, loss of biodiver-
sity, loss of pollinators and degradation of arabl e lands. The se conditions require the
adoption of rapid technological adva nces, more efcient and sustainable production
methods and also more efcient and sustainable food supply chains, given that
approximately a billion people are already chronically malnourished, whilst agricul-
tural systems continue to degrade land, water and biodiversity at a global scale
(Foley et al. 2011; Godfray et al. 2010).
Recent studies show that current trends in agricultural yield improvements will
not be sufcient to meet projected global food demand by 2050, and these further
suggest that an expansion of agricultural areas will be necessary (Bajželj et al. 2014).
However, the widespread degradation of land in conjunction with other environ-
mental problems appears to make this impossible. Agricultural land currently covers
more than one-third of the worlds land area, yet less than a third of it is arable
(approximately 10%) (World Bank 2018). Over the last three decades, the availabil-
ity of agricultural land has been slowly decreasing, as evidenced by more than 50%
decrease from 1970 to 2013. The effects of the loss of arable land cannot be
remedied by converting natural areas into farmland as this very often results in
erosion as well as habitat loss. Ploughing results in the loss of topsoil through wind
and water erosion, resulting in reduced soil fertility, increased fertilizer use and then
eventually to land degradation. Soil losses from land can then end up in ponds, dams,
lakes and rivers, causing damage to these habitats.
In short, the global population is rapidly growing, urbanizing and becoming
wealthier. Consequen tly, dietary patterns are also changing, thus creating greater
demands for greenhouse gas (GHG) intensive foods, such as meat and dairy prod-
ucts, with correspondingly greater land and resource requirements (Garnett 2011).
But whilst global consumption is growing, the worlds available resources, i.e. land,
water and minerals, remain nite (Garnett 2011). When looking at the full life-cycle
analysis of different food products, however, both Weber and Matthews (2008) and
Engelhaupt (2008) suggest that dietary shifts can be a more effective means of
lowering an average households food-related climate footprint than buying
local. Therefore, instead of looking at the reduction of suppl y chains, it has been
argued that a dietary shift away from meat and dairy products towards nutrition-
oriented agriculture can be more effective in reducing energy and footprints
(Engelhaupt 2008; Garnett 2011).
The complexity of demand-supply imbalances is compounded by deteriorating
environmental conditions, which makes food production increasingly difcult
and/or unpredictable in many regions of the world. Agricultural practices cannot
only undermine planetary boundaries (Fig. 1.1) but also aggravate the persistence
6 S. Goddek et al.
and propagation of zoonotic diseases and other health risks (Garnett 2011). All these
factors resul t in the global food system losing its resilience and becoming increas-
ingly unstable (Suweis et al. 2015).
The ambitious 2015 deadline of the WHOs Millennium Development Goals
(MDGs) to eradicate hunger and poverty, to improve health and to ensure environ-
mental sustainability has now passed, and it has become clear that providing
nutritious food for the underno urished as well as for afuent populations is not a
simple task. In summary, changes in climate, loss of land and diminution in land
quality, incre asingly complex food chains, urban growth, pollution and other
adverse environmental conditions dictate that there is an urgent need to not only
nd new ways of growing nutritious food economically but also locate food pro-
duction facilities closer to consumers. Delivering on the MDGs will require changes
in practice, such as reducing waste, carbon and ecological footprints, and aquaponics
is one of the solutions that has the potential to deliver on these goals.
1.3 Scientic and Technological Challenges in Aquaponics
Whilst aquaponics is seen to be one of the key food production technologies which
could change our lives (van Woensel et al. 2015), in terms of sustainable and
efcient food production, aquaponics can be streamlined and become even more
efcient. One of the key problems in conventional aquaponics systems is that the
nutrients in the efuent produced by sh are different than the optimal nutrient
solution for plants. Decoupled aquaponics systems (DAPS), which use water from
the sh but do not retur n the water to the sh after the plants, can improve on
traditional designs by introducing mineralization components and sludge bioreactors
containing microbes that convert organic matter into bioavailable forms of key
minerals, especially phosphorus, magnesium, iron, manganese and sulphur that are
decient in typical sh efuent. Contrary to mineralization components in one-loop
systems, the bioreactor efuent in DAPS is only fed to the plant component instead
of being diluted in the whole system. Thus, decoupled systems that utilize sludge
digesters make it possible to optimize the recycling of organic wastes from sh as
nutrients for plant growth (Goddek 2017; Goddek et al. 2018). The wastes in such
systems mainly comprise sh sludge (i.e. faeces and uneaten feed that is not in
solution) and thus cannot be delivered directly in a hydroponics system. Bioreactors
(see Chap. 10) are therefore an important component that can turn otherwise
unusable sludge into hydroponic fertilizers or reuse organic wastes such as stems
and roots from the plant production component into biogas for heat and electricity
generation or DAPS designs that also provide independently controlled water
cycling for each unit, thus allowing separation of the systems (RAS, hydroponic
and digesters) as required for the control of nutrient ows. Water moves between
components in an energy and nutrient conserving loop, so that nutrient loads and
ows in each subsystem can be monitored and regulated to better match downstream
requirements. For instance, phosphorous (P) is an essential but exhaustible fossil
1 Aquaponics and Global Food Challenges 7
resource that is mined for fertilizer, but world supplies are currently being depleted at
an alarming rate. Using digesters in decoupled aquaponics systems allows microbes
to convert the phosphorus in sh waste into orthophosphates that can be utilized by
plants, with high recovery rates (Go ddek et al. 2016, 2018).
Although decoupled systems are very effective at reclaiming nutrients, with near-
zero nutrient loss, the scale of production in each of the units is important given that
nutrient ows from one part of the system need to be matched with the downstream
production potential of other compo nents. Modelling software and Supervisory
Control and Data Acquisition (SCADAS) data acquisition systems therefore become
important to analyse and report the ow, dimensions, mass balances and tolerances
of each unit, making it possible to predict physical and economic parameters
(e.g. nutrient loads, optimal sh-plant pairings, ow rates and costs to maintain
specic environmental parameters). In Chap. 11, we will look in more detail at
systems theory as applied to aquaponics systems and demonstrate how modelling
can resolve some of the issues of scale, whilst innovative technological solutions can
increase efciency and hence protability of such systems. Scaling is important not
only to predict the economic viability but also to predict production outputs based on
available nutrient ratios.
Another important issue, which requires further development, is the use and reuse
of energy. Aquaponics systems are energy and infrastructure intensive. Depending
on received solar radiation, the use of solar PV, solar thermal heat sources and (solar)
desalination may still not be economically feasible but could all be potentially
integrated into aquaponics systems. In Chap. 12, we presen t information about
innovative technical and operational possibilities that have the capacity to overcome
the inherent lim itations of such systems, including exciting new opportunities for
implementing aquaponics systems in arid areas.
In Chap. 2, we also discuss in more detail the range of environmental challenges
that aquaponics can help address. Pathogen control, for instance, is very important,
and contained RAS systems have a number of environmental advantages for sh
production, and one of the advantages of decoupled aquaponics systems is the ability
to circulate water between the components and to utilize independent controls
wherein it is easier to detect, isolate and decontaminate individual units when
there are pathog en threa ts. Probiotics that are benecial in sh culture also appear
benecial for plant production and can increase production efciency when circu-
lated within a closed system (Sirakov et al. 2016). Such challenges are further
explored in Chap. 5, where we discuss in more detail how innovation in aquaponics
can result in (a) increased space utilization efciency (less cost and materials,
maximizing land use); (b) reduced input resources, e.g. shmeal, and reduced
negative outputs, e.g. was te discharge; and (c) reduced use of antibiotics and
pesticides in self-contained systems.
There are still several aquaponic topic areas that require more research in order to
exploit the full potential of these systems. From a scientic perspective, topics such
as nitrogen cycling (Chap. 9), aerobic and anaerobic remineralization (Chap. 10),
water and nutrient efciency (Chap. 8), optimized aquaponic sh diets (Chap. 13)
and plant pathogens and control strategies (Chap. 14) are all high priorities.
8 S. Goddek et al.
In summary, the following scientic and technological challenges need to be
addressed:
1. Nutrients: As we have discussed, systems utilizing sludge digesters make it
possible to optimize the recycling of organic waste from sh into nutrients for
plant growth, such designs allow for optimized reclamation and recycling of
nutrients to create a near-zero nutrient loss from the system.
2. Water: The reuse of nutrient-depleted water from greenhouses can also be
optimized for reuse back in the sh component utilizing condensers.
3. Energy: Solar-powered designs also improve energy savings, particularly if
preheated water from solar heaters in the greenhouses can be recirculated back
to sh tanks for reuse.
The ability to recycle water, nutrients and energy makes aquaponics a potentially
unique solution to a number of environmental issues facing conventional agriculture.
This is discussed in Chap. 2.
1.4 Economic and Social Challenges
From an economic perspective, there are a number of limitations inherent in
aquaponics systems that make specic commercial designs more or less viable
(Goddek et al. 2015; Vermeulen and Kam stra 2013). One of the key issues is that
stand-alone, independent hydroponics and aquaculture systems are more productive
than traditional one-loop aquaponics systems (Graber and Junge 2009), as they do
not require trade-offs between the sh and plant components. Traditional, classic
single-loop aquaponics requires a compromise between the sh and plant compo-
nents when attempting to optimize water quality and nutrient levels that inherently
differ for the two parts (e.g. desired pH ranges and nutrient requirements and
concentrations). In traditional aquaponics systems, savings in fertilizer requirements
for plants do not make up for the harvest shortfalls caused by suboptimal conditions
in the respective subsystems (Delaide et al. 2016).
Optimizing growth conditions for both plants (Delaide et al. 2016; Godd ek and
Vermeulen 2018) and sh is the biggest challenge to protability, and current results
indicate that this can be better achieved in multi-loop decoupled aquaponics systems
because they are based on independent recirculating loops that involve (1) sh,
(2) plants and (3) bioreactors (anaerobic or aerobic) for sludge digestion and a
unidirectional water (nutrient) ow, which can improve macro- and micro-nutrient
recovery and bioavailability, as well as optimization of water consumption (Goddek
and Keesman 2018). Current studies show that this type of system allows for the
maintenance of specic microorganism populations within each compartment for
better disease management, and they are more economically efcient in so much as
the systems not only reduce waste outow but also reutilize otherwise unusable
sludge, converting it to valuable outputs (e.g. biogas and fertilizer).
1 Aquaponics and Global Food Challenges 9
Independent, RAS systems and hydroponics units also have a wide range of
operational challenges that are discussed in detail in Chaps. 3 and 4. Increasingly,
technological advances have allowed for higher productivity rati os (Fig. 1.2), which
can be dened as a fraction of the systems outputs (i.e. sh and plants) over the
systems input (i.e. sh feed and/or additional fertilization, energy input for lighting,
heating and pumpi ng CO
2
dosing and biocontrols).
When considering the many challenges that aquaponics encounters, production
problems can be broadly broken down into three specic themes: (1) system pro-
ductivity, (2) effective value chains and (3) ef cient supply chain management.
System Productivity Agricultural productivity is measured as the ratio of agricul-
tural outputs to agricultural inputs. Traditional small-scale aquaponics systems were
designed primarily to address environmental considerations such as water discharge,
water inputs and nutrient recycling, but the focus in recent years has increasingly
shifted towards economic feasibility in order to increase productivity for large-scale
farming applications. However, this will require the productivity of aquaponics
systems to be able to compete economically with independent, state-of-the-art
hydroponics and aquaculture systems. If the concept of aquaponics is to be success-
fully appli ed at a large scale, the reuse of nutrients and energy must be optimized, but
end markets must also be considered.
Effective Value Chains The value chains (added value) of agricultural products
mainly arise from the processing of the produce such as the harvested vegetables,
fruits and sh. For example, the selling price for pesto (i.e. red and green) can be
more than ten times higher than that of the tomatoes, basil, olive oil and pine nuts. In
addition, most processed food product s have a longer shelf life, thus reducing
spoilage. Evidently, fresh produce is important because nutritional values are mostly
higher than those in the processed foods. However, producing fresh and high-quality
produce is a real challenge and therefore a luxury in many regions of the world.
Losses of nutrients during stor age of fruit and vegetables are substantial if they are
not canned or frozen quickly (Barrett 2007; Rickman et al. 2007). Therefore, for
large-scale systems , food processing should at least be considered to balance out any
uctuations between supply and demand and reduce food waste. With respect to
food waste reduction, vegetables that do not meet fresh produce standards, but are
still of marketable quality, should be processed in order to reduce postharvest losses.
Input Products
Resource
Utilization
Waste
Fig. 1.2 An aquaponics
system seen as a black box
scheme. We do not get to
see inside the box, but we
know the inputs, the outputs
(i.e. sh and plants) and the
waste
10 S. Goddek et al.
Although such criteria apply to all agricultural and sheries products, value adding
can substantially increase the protability of the aquaponi cs farm, especially if
products can reach niche markets.
Efcient Supply Chain Management In countries with well-developed transpor-
tation and refrigeration networks, fruit and vegetables can be imported from all
around the world to meet consumer demands for fresh produce. But as mentioned
previously, high-quality and fresh produce is a scarce commodity in many parts of
the world, and the long-distance movement of goods i.e. supply chain management
to meet high-end consumer deman d is often criticized and justiably so. Most
urban dwellers around the world rely on the transport of foods over long distances to
meet daily needs (Grewal and Grewal 2012). One of the major criticisms is thus the
reliance on fossil fuels requi red to transport products over large distances (Barrett
2007). The issue of food miles directs focus on the distance that food is transported
from the time of production to purchas e by the end consumer (Mundler and Criner
2016). However, in terms of CO
2
emissions per tonne/km (tkm), one food mile for
rail transportation (13.9 g CO
2
/tkm) is not equal to one food mile of truck/road
transportation, as truck transportation has more than 15 times greater environmental
impact (McKinnon 2007). Therefore, transport ation distance is not necessarily the
only consideration, as the ecological footprint of vegetables grown on farms in rural
areas is potentially less than the inputs required to grow food in greenhouses closer
to urban centres.
Food miles are thus only a part of the picture. Food is transported long distances,
but the greenhouse gas emissions associated with food production are dominated by
the production phase (i.e. the impact of energy for heating, cooling and lighting)
(Engelhaupt 2008; Weber and Matthews 2008). For example, Carlsson (1997)
showed that tomatoes imported from Spain to Sweden in winter have a much
lower carbon footprint than those locally grown in Sweden, since energy inputs to
greenhouses in Sweden far outweigh the carbon footprint of transportation from
Spain. When sourcing food, the transport of goods is not the only factor to take into
consideration, as the freshness of products determines their nutritive value, taste and
general appeal to consumers. By growing fresh food locally, many scholars agree
that urban farming could help secure the supply of high-quality produce for urban
populations of the future whilst also reducing food miles (Bon et al. 2010; dos Santos
2016; Hui 2011). Both areas will be discussed in more detail in Sect. 1.5.
From a consumers perspective, urban aquaponics thus has advantages because of
its environmental benets due to short supply chains and since it meets consum er
preferences for high-quality locally produced fresh food (Miličić et al. 2017).
However, despite these advantages, there are a number of socio-economic concerns:
The major issue involves urban property prices, as land is expensive and often
considered too valuable for food production. Thus, purchasing urban land most
likely makes it impossible to achieve a feasible expected return of investment.
However, in shrinking cities, where populations are decreasing, unused space
could be used for agricultural purpose (Bontje and Latten 2005; Schilling and
Logan 2008) as is the case in Detroit in the United States (Mogk et al. 2010).
1 Aquaponics and Global Food Challenges 11
Additionally, there is a major issue of urban planning controls, where in many cities
urban land is not designated for agricultural food production and aquaponics is seen
to be a part of agriculture. Thus, in some cities aquaponic farming is not allowed.
The time is ripe to engage with urban planners who need to be convinced of the
benets of urban farms, which are highly productive and produce fresh, healthy,
local food in the midst of urban and suburban development.
1.5 The Future of Aquaponics
Technology h as enabled agricultural productivity to grow exponentially in the last
century, thus also supporting signicant population growth. However, these changes
also potentially undermine the capacity of ecosystems to sustain food production, to
maintain freshwater and forest resources and to help regulate climate and air quality
(Foley et al. 2005).
One of the most pressing challenges in innovative food production, and thus in
aquaponics, is to address regulatory issues constraining the expansion of integrated
technologies. A wide range of different agencies have jurisdiction over water, animal
health, environmental protection and food safety, and their regulations are in some
cases contradictory or are ill-suited for complex integrated systems (Joly et al. 2015).
Regulations and legislation are currently one of the most confus ing areas for pro-
ducers and would-be entrepreneurs. Growers and investors need standards and
guidelines for obtaining permits, loans and tax exemptions, yet the confusing
overlap of responsibilities among regulatory agencies highlights the urgent need
for better harmonization and consistent denitions. Regulatory frameworks are
frequently confusing, and farm licensing as well as consumer certication remains
problematic in many countries. The FAO (in 2015), the WHO (in 2017) and the EU
(in 2016) all recent ly began harmonizing provisions for animal health/well-being
and food safety withi n aquaponics systems and for export-import trade of aquaponic
products. For instance, several countries involved in aquaponics are lobbying for
explicit wording within the Codex Alimentarius, and a key focus within the EU,
determined by the EU sponsored COST Action FA1305, the EU Aquaponics Hub,
is currently on dening aquaponics as a clear and distinct entity. At present,
regulations dene production for both aquaculture and hydroponics, but have no
provisions for merging of the two. This situation often creates excessive bureaucracy
for producers who are required to license two separate operations or whose national
legislation does not allow for co-culturing (Joly et al. 2015). The EU Aquaponics
Hub, which has supported this publication (COST FA1305), denes aquaponics as
a production system of aquatic organisms and plants where the majority (> 50%) of
nutrients sustaining the optimal plant growth derives from waste originating from
feeding the aquatic organisms (see Chap. 7).
Consumer certication schemes also remain a difcult area for aquaponics pro-
ducers in many parts of the world. For instance, in the United States and Australia,
aquaponic products can be certied as organic, but not within the European Union.
12 S. Goddek et al.
From an economic perspective, aquaponics is in theory capable of increasing the
overall value of sh farming or conventional hydroponics whilst also closing the
food-water-energy cycle within a circular bio-based economy. In order to make
small-scale aquaponics systems economically viable, aquaponics farmers generally
have to operate in niche markets to obtain higher price s for products, so certi cation
thus becomes very important.
The most pressing issues are whether aquaponics can become acceptable at the
policy level. Food safety is a high priority for gaining public support, and although
there is a much lowered pathogen risk in closed systems, thus implying less need for
antimicrobials and pesticides, managing potential risks or moreover managing
perceptions of those risks, especially as they may affect food safety is a high
priority for government authorities and investors alike (Miličić et al. 2017). One
concern that is often raised is the fear of pathogen transfer in sludge from sh to
plants, but this is not substantiated in the literature (Chap. 6). As such, there is a need
to allay any remaining food safety and biose curity concerns through careful research
and, where concerns may exist, to ascertain how it may be possible to manage these
problems through improved system designs and/or regulatory frameworks.
Aquaponics is an emerging food production technology which has the ability to
condense and compress production into spaces and places that would not normally
be used for growing food. This not only means that it is exceptionally relevant in
urban areas, where aquaponics can be placed on underutilized and unused places
such as at roofs, development sites, abandoned factories, housing estates and
schools, but it provides a means both in the developed and developing world for
people to take back part of the food production process by providing fresh local food
to the market (van Gorcum et al. 2019). The integration of aquaponics with vertical
farming and living wall technologies will, in time, most likely improve productivity
by reducing the overall farming footprint with reduced land take and intensication.
The intense production methods in aquaponics rely on the knowledge of a
combination of key factors which are highly suitable for use in teaching STEM
(science, technology, enginee ring and maths) subjects in schools. Aquaponics pro-
vides the teacher and student with opportunities to explore the realm of complex
systems, their design and management and a host of other subject areas, including
environmental sciences, water chemistry, biology and animal welfare. Aquapon ics is
also being used in prisons/correctional facilities, such as at the San Francisco County
Jail, to help inmates gain skills and experience in aquaculture and horticulture that
they can use on their release. In the domestic context, there is a growing trend to
design countertop systems that can grow herbs as well as small systems that can be
located in ofces, where exotic sh provide a calming effect, whilst plant s, as part of
living walls, similarly provid e an aesthetic backdrop and clean the air.
Aquaponics is a farming technology advancing rapidly from its rst exploits in
the last years of the twentieth century and the rst decades of the twenty-rst
century. But it still is an emerging technology and science topic (Junge et al.
2017) which is subject to a considerable amount of hype. When comparing the
number of aquaculture, hydroponic and aquaponic peer-reviewed papers, aquaponic
1 Aquaponics and Global Food Challenges 13
papers are considerably lower (Fig. 1.3), but the numbers are rising and will continue
to rise as aquaponics education, especially at university level, and general interest
increases. A hype ratio can be described as an indicator of the popularity of a
subject in the public media relative to what is published in the academic press. This
can, for example, be calculated by taking the search results in Google divided by the
search results in Google Scholar. In the case of aquaponics, the hype ratio on
16 August 2016 was 1349, which is considerable when compared to the hype ratios
of hydroponics (131) and recirculating aquacul ture (17) (Junge et al. 2017). The
sense one gets from this is that, indeed, aquaponics is an emerging technology but
that there is enormous interest in the eld which is likely to continue and increase
over the next decades. The hype ratio, however, is likely to decline as more research
is undertaken and scientic papers are published.
This book is aimed at the aquaponics researcher and practitioner, and it ha s been
designed to discuss, explore and reveal the issues that aquaponics is addressing now
and that will no doubt arise in the future. With such a broad spectrum of topics, it
aims to provide a comprehensive but easily accessible overview of the rather novel
scientic and commercial eld of aquaponics. Apart from the production and
technical side, this book has been designed to address trends in food supply and
demand, as well as the various economic, environmental and social implications of
this emerging technology. The book has been co-authored by numerous experts from
around the world, but mostly from within the EU. Its 24 chapters cov er the whole
gamut of aquaponics areas and will provide a necessary textbook for all those
interested in aquaponics and moving aquaponics forwards into the next decade.
Numbers of Publications
(Hydroponics & Aquaponics)
RAS
Hydroponics
Aquaponics
1980 20181990 2000 2010
Numbers of Publications
(RAS)
9000
8000
7000
6000
5000
4000
3000
2000
1000
900
800
700
600
500
400
300
200
100
Fig. 1.3 The number of papers published on hydroponics, RAS and aquaponics from 1980 to
2018 (data were collected from the Scopus database on 30 January 2019). Please note that the scale
for RAS is one order of magnitude higher than that for hydroponics and aquaponics
14 S. Goddek et al.
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1 Aquaponics and Global Food Challenges 17
Chapter 2
Aquaponics: Closing the Cycle on Limited
Water, Land and Nutrient Resources
Alyssa Joyce, Simon Goddek, Benz Kotzen, and Sven Wuertz
Abstract Hydroponics initially developed in arid regions in response to freshwater
shortages, while in areas with poor soil, it was viewed as an opportunity to increase
productivity with fewer fertilizer inputs. In the 1950s, recirculating aquaculture also
emerged in response to similar water limitations in arid regions in order to make
better use of available water resources and better contain wastes. However, disposal
of sludge from such systems remained problematic, thus leading to the advent of
aquaponics, wherein the recycling of nutrients produced by sh as fertilizer for
plants proved to be an innovative solution to waste discharge that also had economic
advantages by producing a second marketable product. Aquaponics was also shown
to be an adapta ble and cost-effective technology given that farms could be situated in
areas that are otherwise unsuitable for agriculture, for instance, on rooftops and on
unused, derelict factory sites. A wide range of cost savings could be achieved
through strategic placement of aquaponics sites to reduce land acquisition costs,
and by also allowing farming closer to suburban and urban areas, thus reducing
transportation costs to markets and hence also the fossil fuel and CO
2
footprints of
production.
Keywords Aqua ponics · Sustainable agriculture · Eutrophication · Soil
degradation · Nutrient cycling
A. Joyce (*)
Department of Marine Science, University of Gothenburg, Gothenburg, Sweden
e-mail: alyssa.joyce@gu.se
S. Goddek
Mathematical and Statistical Methods (Biometris), Wageningen University, Wageningen,
The Netherlands
e-mail: simon.goddek@wur.nl; simon@goddek.nl
B. Kotzen
School of Design, University of Greenwich, London, UK
e-mail: b.kotzen@greenwich.ac.uk
S. Wuertz
Department Ecophysiology and Aquaculture, Leibniz-Institute of Freshwater Biology and
Inland Fisheries, Berlin, Germany
e-mail: wuertz@igb-berlin.de
© The Author(s) 2019
S. Goddek et al. (eds.), Aquaponics Food Production Systems,
https://doi.org/10.1007/978-3-030-15943-6_2
19
2.1 Introduction
The term tipping point is currently being used to describe natural systems that are
on the brink of signicant and potentially catastrophic change (Barnosky et al.
2012). Agricultural food production systems are consi dered one of the key ecolog-
ical services that are approaching a tipping point, as climate change increasingly
generates new pest and disease risks, extreme weather phenomena and higher global
temperatures. Poor land management and soil conservation practices, depletion of
soil nutrients and risk of pandemics also threaten world food supplies.
Available arable land for agricultural expansion is limited, and increased agricul-
tural productivity in the past few decades has primarily resul ted from increased
cropping intensity and better crop yiel ds as opposed to expansion of the agricultural
landmass (e.g. 90% of gains in crop production have been a result of increased
productivity, but only 10% due to land expansion) (Alexandratos and Bruinsma
2012; Schmidhuber 2010). Global population is estimated to reach 8.310.9 billion
people by 2050 (Bringezu et al. 2014), and this growing world population, with a
corresponding increase in total as well as per capita consumption, poses a wide range
of new societal challenges. The United Nations Convention to Combat Desertica-
tion (UNCCD) Global Land Outlook Working Paper 2017 report notes worrying
trends affecting food production (Thoma s et al. 2017) including land degradation,
loss of biodiversity and ecosystems, and decreased resilience in response to envi-
ronmental stresses, as well as a widening gulf between food production and demand.
The uneven distribution of food supplies results in inadequate quantities of food, or
lack of food of sufcient nutritional quality for part of the global population, while in
other parts of the world overconsumption and diseases related to obesity have
become increasingly common. This unbalanced juxtaposition of hunger and malnu-
trition in some parts of the world, with food waste and overconsumption in others,
reects complex interrel ated factors that include political will, resource scarcity, land
affordability, costs of energy and fertilizer, transportation infrastructure and a host of
other socioeconomic factors affecting food production and distribution.
Recent re-examinations of approaches to food security have determined that a
water-energy-food nexus approach is required to effectively understand, analyse
and manage interactions among global resource systems (Scott et al. 2015). The
nexus approach acknowledges the interrelatedness of the resource base land, water,
energy, capital and labour with its drivers, and encourages inter-sectoral consul-
tations and collaborations in order to balance different resource user goals and
interests. It aims to maximize overall benets while maintaining ecosystem integrity
in order to achieve food security. Sustainable food production thus requires reduced
utilization of resources, in particular, water, land and fossil fuels that are limited,
costly and often poorly distributed in relation to population growth, as well as
recycling of existing resources such as water and nutrients wi thin production
systems to minimize waste.
20 A. Joyce et al.
In this chapter, we discuss a range of current challeng es in relation to food
security, focusing on resource limitations and ways that new technologies and
interdisciplinary approaches such as aquaponics can help address the water-food-
energy nexus in relation to the UNs goals for sustainable development. We con-
centrate on the need for increased nutrient recycling, reductions in water consump-
tion and non-renewable energy, as well as increased food production on land that is
marginal or unsuitable for agriculture.
2.2 Food Supply and Demand
2.2.1 Predictions
Over the last 50 years, total food supply has increased almost threefold, whereas the
worlds population has only increased twofold, a shift that has been accompanied by
signicant changes in diet related to economic prosperity (Keatin g et al. 2014). Over
the last 25 years, the worlds population increased by 90% and is expected to reach
the 7.6 billion mark in the rst half of 2018 (Worldometers). Estimates of increased
world food demand in 2050 relative to 2010 vary between 45% and 71% depending
on assumptions around biofuels and waste, but clearly there is a production gap that
needs to be lled. In order to avoid a reversal in recent downward trends under-
nourishment, there must be reductions in food demand and/or fewer losses in food
production capacity (Keating et al. 2014). An increasingly important reason for
rising food demand is per capita consumption, as a result of rising per capita income,
which is marked by shifts towards high protein foods, particularly meat (Ehrlich and
Harte 2015b). This trend creates further pressures on the food supply chain, since
animal-based production systems generally require disproportionately more
resources, both in water consumption and feed inputs (Rask and Rask 2011; Ridoutt
et al. 2012; Xue and Lan dis 2010). Even though the rate of increasing food demand
has declined in recent decades, if current trajectories in population growth and
dietary shifts are realistic, global demand for agricultural products will grow at
1.11.5% per year until 2050 (Alexandratos and Bruinsma 2012).
Population growth in urban areas has put pressure on land that has been tradi-
tionally used for soil-based crops: demands for housing and amenities continue to
encroach on prime agricultural land and raise its value well beyond what farmers
could make from cultivation. Close to 54% of the worlds population now lives in
urban areas (Esch et al. 2017), and the trend towards urbanization show s no signs of
abating. Production systems that can reliably supply fresh foods close to urban
centres are in demand and will increase as urbanization increases. For instance, the
rise of vertical farming in urban centres such as Singapore, where land is at a
premium, provides a strong hint that concent rated, highly productive farming sys-
tems will be an integral part of urban development in the future. Technological
advances are increasingly making indoor farming systems economical, for instance
the development of LED horticultural lights that are extremely long lasting and
2 Aquaponics: Closing the Cycle on Limited Water, Land and Nutrient Resources 21
energy efcient has increased competitiveness of indoor farming as well as produc-
tion in high latitudes.
Analysis of agrobiodiversity consistently shows that high- and middle-income
countries obtain diverse foods through national or internati onal trade, but this also
implies that production and food diversity are uncoupled and thus more vulnerable to
interruptions in supply lines than in low-income countries where the majority of food
is produced nationally or regionally (Herrero et al. 2017). Also, as farm sizes
increase, crop diversity, especially for crops belonging to highly nutritious food
groups (vegetables, fruits, meat), tends to decrease in favour of cereals and legumes,
which again risks limiting local and regional availability of a range of different food
groups (Herrero et al. 2017).
2.3 Arable Land and Nutrients
2.3.1 Predictions
Even as more food needs to be produced, usable land for agricultural practices is
inherently limited to roughly 2030% of the world s land surface. The availability of
agricultural land is decreasing, and there is a shortage of suitable land where it is
most needed, i.e. particularly near population centres. Soil degradation is a major
contributor to this decline and can generally be categorized in two ways: displace-
ment (wind and water erosion) and internal soil chemical and physical deterioration
(loss of nutrients and/or organic matter, salinization, acidi cation, pollution, com-
paction and waterlo gging). Estimating total natural and human-induced soil degra-
dation worldwide is fraught with difculty given the variability in denitions,
severity, timing, soil categorization, etc. However, it is generally agreed that its
consequences have resulted in the loss of net primary production over large areas
(Esch et al. 2017), thus restricting increases in arable and permanently cropped land
to 13% in the four decades from the early 1960s to late 1990s (Bruinsma 2003).
More importantly in relation to population growth during that time period, arable
land per capita declined by about 40% (Conforti 2011). The term arable land
implies availability of adequate nutrients to support crop production. To counteract
nutrient depletion, worldwide fertilizer consumption has risen from 90 kg/ha in 2002
to 135 kg in 2013 (Pocketbook 2015). Yet the increased use of fertilizers often
results in excesses of nitrate and phosphates ending up in aquatic ecosystems
(Bennett et al. 2001), causing algal blooms and eutrophication when decaying
algal biomass consumes oxygen and limits the biodiversity of aquatic life. Large-
scale nitrate and phosphate-induced environmental changes are particularly evident
in watersheds and coastal zones.
Nitrogen, potassium and phosphorus are the three major nutrients essential for
plant growth. Even though demand for phosphorus fertilizers continues to grow
22 A. Joyce et al.
exponentially, rock phosphate reserves are limited and estimates suggest they will be
depleted within 50100 years (Cordell et al. 2011; Steen 1998; Van Vuuren et al.
2010). Additionally, anthropogenic nitrogen input is expected to drive terrestrial
ecosystems towards greater phospho rous limitations, although a better understand-
ing of the processes is critical (Deng et al. 2017; Goll et al. 2012; Zhu et al. 2016).
Currently, there are no substitutes for phosphorus in agriculture, thus putting con-
straints on future agricultural productivity that relies on key fertilizer input of mined
phosphate (Sverdrup and Ragnarsdottir 2011). The P-paradox, in other words, an
excess of P impairing water quality, alongside its shortage as a depleting
non-renewable resource, means that there must be substantial increases in recycling
and efciency of its use (Leinweber et al. 2018).
Modern intensive agricultural practices, such as the frequency and timing of
tillage or no-till, application of herbicides and pesticides, and infrequent addition
of organic matter containing micronutrients can alter soil structure and its microbial
biodiversity such that the addition of fertilizers no longer increases productivity per
hectare. Given that changes in land usage have resulted in losses of soil organic
carbon estimated to be around 8%, and projected losses between 2010 and 2050 are
3.5 times that gure, it is assumed that soil water-holding capacity and nutrient
losses will continue, especially in view of global war ming (Esch et al. 2017).
Obviously there are trade-offs between satisfying human needs and not compromis-
ing the ability of the biosph ere to support life (Foley et al. 2005). However, it is
clear when modelling planetary boundaries in relation to current land use prac-
tices that it is necessary to improve N and P cycling, principally by reducing both
nitrogen and phosphorus emissions and runoff from agricultural land, but also by
better capture and reuse (Conijn et al. 2018).
2.3.2 Aquaponics and Nutrients
One of the principal benets of aquaponics is that it allows for the recycling of
nutrient resources. Nutrient input into the sh component derives from feed, the
composition of which depends on the target species, but feed in aquaculture typically
constitutes a signicant portion of input costs and can be more than half the total
annual cost of production. In certain aquaponi cs designs, bacterial biomass can also
be harnessed as feed, for instan ce, where biooc production makes aquaponic
systems increasingly self-contained (Pinho et al. 2017).
Wastewater from open-cage pens or raceways is often discharged into
waterbodies, where it results in nutrient pollution and subsequent eutrophication.
By contrast, aquaponic systems take the dissolved nutrients from uneaten sh feed
and faeces, and utilizing microbes that can break down organic matter, convert the
nitrogen and phosphorous into bioavailable forms for use by plants in the hydro-
ponics unit. In order to achieve economically acceptable plant production levels, the
2 Aquaponics: Closing the Cycle on Limited Water, Land and Nutrient Resources 23
presence of appropriate microbial assemblages reduces the need to add much of the
supplemental nutrients that are routinely used in stand-alone hydroponic units. Thus
aquaponics is a near-zero discharge system that offers not only economic benet
from both sh and plant production streams, but also signicant reductions in both
environmentally noxious discharges from aquaculture sites. It also eliminates the
problem of N- and P-rich runoff from fertilizers used in soil-based agriculture. In
decoupled aquaponic systems, aerobic or anaerobic bioreactors can also used to treat
sludge and recover signicant macro- and micronutrients in bioavailable forms for
subsequent use in hydroponic production (Goddek et al. 2018) (see Chap. 8).
Exciting new developments such as these, many of which are now being realized for
commercial prodution, continue to rene the circular economy concept by increas-
ingly allowing for nutrient recovery.
2.4 Pest, Weed and Disease Control
2.4.1 Predictions
It is generally recognized that control of diseases, pests and weed s is a critical
component of curbing production losses that threaten food security (Keating et al.
2014). In fact, increasing the use of antibiotics, insecticides, herbicides and fungi-
cides to cut losses and enhance productivity has allowed dramatic increases in
agricultural output in the latter half of the twentieth century. However, these
practices are also linked to a host of problems: pollution from persistent organic
compounds in soils and irrigation water, changes in rhizobacterial and mycorrhizal
activity in soil s, contamination of crops and livestock, development of resistant
strains, detrimental effects on pollinators and a wide range of human health risks
(Bringezu et al. 2014; Ehrlich and Harte 2015a; Esch et al. 2017; FAO 2015b).
Tackling pest, weed and disease control in ways that reduce the use of these
substances is mentioned in virtually every call to provide food security for a growing
world population.
2.4.2 Control of Pests, Weeds and Diseases
As a closed system with biosecurity measures, aquaponic systems require far fewer
chemical pesticide applications in the plant component. If seed and transplant stocks
are carefully handled and monitored, weed, fungal and bacterial/algal contaminants
can be controlled in hydroponic units with targeted measures rather than the wide-
spread preventive application of herbicides and fungicides prevalent in soil-based
agriculture. As technology continues to advance, developments such as positive
pressure greenhouses can further reduce pest problems (Mears and Both 2001).
Design features to reduce pest risks can cut costs in terms of chemicals, labour,
24 A. Joyce et al.
application time and equipment, especially since the land footprint of industrial-scale
aquaponics systems is small, and systems are compact and tightly contained, as
compared to the equivalent open production area of vegetable and fruit crops of
conventional soil-based farms.
The use of RAS in aquaponic systems also prevents disease transmissions
between farmed stocks and wi ld populations, which is a press ing concern in ow-
through and open-net pen aquaculture (Read et al. 2001; Samuel-Fitwi et al. 2012).
Routine antibiotic use is generally not requi red in the RAS component, since it is a
closed system with few avail able vectors for disease introduction. Furthermore, the
use of antimicrobials and antiparasitics is generally discouraged, as it can be
detrimental to the microbiota that are crucial for converting organic and inorganic
wastes into usable compounds for plant growth in the hydroponic unit (Junge et al.
2017). If disease does emerge, containment of both sh and plants from the
surrounding environment makes decontamination and eradication more manageable.
Although closed systems clearly do not completely alleviate all disease and pest
problems (Goddek et al. 2015), proper biocontrol measures that are already practised
in stand-alone RAS and hydroponics result in signicant reductions of risk. These
issues are discussed in further detail in subsequent chapters (for sh, see Chap. 6; for
plants, further details in Chap. 14).
2.5 Water Resources
2.5.1 Predictions
In addition to requiring fertilizer applications, modern inte nsive agricultural prac-
tices also place high demands on water resources. Among bioche mical ows
(Fig. 2.1), water scarcity is now beli eved to be one of the most important factors
constraining food product ion (Hoekstra et al. 2012; Porkka et al. 2016). Projected
global population increases and shifts in terrestrial water availability due to climate
change, demand more efcient use of water in agriculture. As noted previously, by
2050, aggregate agriculture production will need to produce 60% more food globally
(Alexandratos and Bruinsma 2012), with an estimated 100% more in developing
countries, based on population growth and rising expectations for standards of living
(Alexandratos and Bruinsma 2012;WHO2015). Famine in some regio ns of the
world, as well as malnutrition and hidden hunger, indicates that the balance between
food demand and availability has already reached critical levels, and that food and
water security are directly linked (McNeill et al. 2017). Clim ate change predictions
suggest reduced freshwater availability, and a corresponding decrease in agricultural
yields by the end of the twenty-rst century (Misra 2014).
The agriculture sector currently accounts for roughly 70% of the freshwater use
worldwide, and the withdrawal rate even exceeds 90% in most of the worlds least-
developed countries. Water scarcity will increase in the next 25 years due to
expected population growth (Connor et al. 2017; Esch et al. 2017), with the latest
2 Aquaponics: Closing the Cycle on Limited Water, Land and Nutrient Resources 25
modelling forecasting declining water availability in the near future for nearly all
countries (Distefano and Kelly 2017). The UN predicts that the pursuit of business-
as-usual practices will result in a global water decit of 40% by 2030 (Water 2015).
In this respect, as groundwater supplies for irrigation are depleted or contaminated,
and arid regions experience more drought and water shortages due to climate change,
water for agricultural production will become increasingly valuable (Ehrlich and
Harte 2015a). Increasing scarcity of water resources compromises not only water
security for human consumption but also global food production (McNeill et al.
2017). Given that wat er scarcity is expected even in areas that currently have
relatively sufcient water resources, it is important to develop agricultural tech-
niques with low water input requirements, and to improve ecological management of
wastewater through better reuse (FAO 2015a).
The UN World Water Development Report for 2017 (Connor et al. 2017) focuses
on wastewater as an untapped source of energy, nutrients and other useful
by-products, with implications not only for human and environmental health but
also for food and energy security as well as climate change mitigation. This report
calls for appropriate and affordable technologies, along with legal and regulatory
frameworks, nancing mechanisms and increased social acceptability of wastewater
treatment, with the goal of achieving water reuse within a circular economy. The
report also points to a 2016 World Economic Forum report that lists the water crisis
as the global risk of highest concern in the next 10 years.
Water Foodprint (litres of water per 1 kg)
Beef15.500
Pork4.800
Chicken 3.900 Fish (RAS)400
Cricket 4.300
One Drop (shown in the illustration)
is equivalent to 500 litres of water.
Fig. 2.1 Water footprint
(L per kg). Fish in RAS
systems use the least water
of any food production
system
26 A. Joyce et al.
The concept of a water footprint as a measure of humans use of freshwater
resources has been put forwards in order to inform policy development on water use.
A water footprint has three components: (1) blue water, which comprises the surface
and groundwater consumed while making products or lost through evaporation,
(2) green water that is rainwater used especially in crop production and (3) grey
water, which is water that is polluted but still wi thin existing water quality standards
(Hoekstra and Mekonnen 2012). These authors mapped water footprints of countries
worldwide and found that agricultural production accounts for 92% of global
freshwater use, and industrial production uses 4.4% of the total, while domestic
water only 3.6%. This raises concerns about water availability and has resulted in
public education efforts aimed at raising awareness about the amounts of water
required to produce various types of food, as well as national vulnerabilities,
especially in water-scarce countries in North Africa and the Middle East.
2.5.2 Aquaponics and Water Conservation
The economic concept of comparative productivity measures the relative amount of
a resource needed to produce a unit of goods or services. Efciency is generally
construed to be higher when the requirement for resource input is lower per unit of
goods and services. However, when water-use ef ciency is exami ned in an envi-
ronmental context, water quality also needs to be taken into account, because
maintaining or enhancing water quality also enhances productivity (Hamdy 2007).
The growing problem of water scarcity demands improvements in water-use
efciencies especially in arid and semiarid regions, where availability of water for
agriculture, and water quality of discharge, are critical factors in food production. In
these regions, recirculation of water in aquaponic units can achieve remarkable
water re-use efciency of 9599% (Dalsgaard et al. 2013). Water demand is also less
than 100 L/kg of sh harvested, and water quality is maintained within the system
for production of crops (Goddek et al. 2015). Obviousl y, such systems must be
constructed and operated to min imize water losses; they must also optimize their
ratios of sh water to plants, as this ratio is very important in maximizing water re-
use efciency and ensuring maximal nutrient recycling. Modelling algorithms and
technical solutions are being developed to integrate improvements in individual
units, and to better understand how to effectively and efciently manag e water
(Vilbergsson et al. 2016). Further information is provided in Chaps. 9 and 11.
In light of soil, water and nutrient requirements, the water footprint of aquaponic
systems is considerably better than traditional agriculture, where water quality and
demand, along with availability of arable land, costs of fertilizers and irrigation are
all constraints to expansion (Fig. 2.1).
2 Aquaponics: Closing the Cycle on Limited Water, Land and Nutrient Resources 27
2.6 Land Utilization
2.6.1 Predictions
Globally, land-based crops and pasture occupy approximately 33% of total available
land, and expansion for agricultural uses between 2000 and 2050 is estimated to
increase by 731% (3501500 Mha, depending on source and underlying assump-
tions), most often at the expense of forests and wetlands (B ringezu et al. 2014 ).
While there is currently still land classed as good or marginal that is available for
rain-fed agriculture, signicant portions of it are far from markets, lack infrastructure
or have endem ic diseases, unsuitable terrain or other conditions that limit develop-
ment potential. In other cases, remaining lands are already protected, forested or
developed for other uses (Alexandratos and Bruinsma 2012). By contrast, dryland
ecosystems, dened in the UNs Commission on Sustainable Development as arid,
semiarid and dry subhumid areas that typically have low productivity, are threatened
by desertication and are therefore unsuitable for agricultural expansion but never-
theless have many millions of people living in close proximity (Economic 2007).
These facts point to the need for more sustainable intensication of food production
kg feed / kg edible weightkg feed / kg liveweight
0
5
10
15
20
25
kg
Percentage of
animal edible
Efficiencies of Production
of Conventional Meat, Fish and Crickets
Beef
Pork
ChickenFish
(Cat fish)
Cricket
4055555580
Fig. 2.2 Feed conversion ratios (FCRs) based as kg of feed per live weight and kg of feed for edible
portion. Only insects, which are eaten whole in som e parts of the world, have a better FCR than sh
28 A. Joyce et al.
closer to markets, preferably on largely unproductive lands that may never become
suitable for soil-based farming.
The two most important factors contributing to agricultural input efciencies are
considered by some experts to be (i) the location of food production in areas where
climatic (and soil) conditions naturally increase efciencies and (ii) reductions in
environmental impacts of agricultural production (Michael and David 2017). There
must be increases in the supply of cultivated biomass achieved through the intensi-
cation of production per hectare, accompanied by a diminished environmental
burden (e.g. degradation of soil structure, nutrient losses, toxic pollution). In other
words, the footprint of efcient food production must shrink while minimizing
negative environmental impacts.
2.6.2 Aquaponics and Land Utilization
Aquaponic production systems are soilless and attempt to recycle essential nutrients
for cultivation of both sh and plants, thereby using nutrients in organic matter from
sh feed and wastes to minimize or eliminate the need for plant fertilizers. For
instance, in such systems, using land to mine, process, stockpile and transport
phosphate or potash-rich fertilizers becomes unnecessary, thus aso eliminating the
inherent cost, and cost of application, for these fertilizers.
Aquaponics production contributes not only to water usage efciency (Sect.
2.5.2) but also to agricultural input ef ciency by reducing the land footprint needed
for production. Facilities for instance, can be situated on nonarable land and in
suburban or urban areas closer to markets, thus reducing the carbon footprint
associated with rural farms and transportation of products to city markets. With a
smaller footprint, production capacity can be located in other wise unproductive
areas such as on rooft ops or old factory sites, which can also reduce land acquisition
costs if those areas are deemed unsuitable for housing or retail businesses. A smaller
footprint for production of high-quality protein and vegetables in aquaponics can
also take pressure away from clearing ecologically valuable natural and semi-natural
areas for conventional agriculture.
2.7 Energy Resources
2.7.1 Predictions
As mechanization spreads globally, open-eld intensive agriculture increasingly
relies heavily on fossil fuels to power farm machinery and for transportation of
fertilizers as well as farm products, as well as to run the equipment for processing,
packaging and storage. In 2010, the OECD International Energy Agency predicted
that global energy consumption would grow by up to 50% by 2035; the FAO has
2 Aquaponics: Closing the Cycle on Limited Water, Land and Nutrient Resources 29
also estimated that 30% of global energy consumption is devoted to food production
and its supply chain (FAO 2011). Greenhouse gas (GHG) emissions associated with
fossil fuels (approximately 14% in lifecycle analysis) added to those from fertilizer
manufacturing (16%) and nitrous oxide from average soils (44%) (Camargo et al.
2013), all contribute substantially to the environmental impacts of farming. A trend
in the twenty-rst century to produce crop-based biofuels (e.g. corn for ethanol) to
replace fossil fuels has increased pressure on the clearing of rainforest s, peatlands,
savannas and grasslands for agricultural production. However, studies point to
creation of a carbon debt from such practices, since the overall release of CO
2
exceeds the reductions in GHGs they provide by displ acing fossil fuels (Fargione
et al. 2008). Arguably a similar carbon debt exists when clearing land to raise food
crops via conventional agriculture that relies on fossil fuels.
In a comparative analysis of agricultural production systems, trawling sheries
and recirculating aquaculture systems (RAS) were found to emit GHGs 22.5 times
that of non-trawling sheries and non-RAS (pen, raceway) aquacul ture. In RAS,
these energy requirements relate primarily to the functioning of pumps and lters
(Michael and David 2017). Similarly, greenhouse production systems can emit up to
three times more GHGs than open-eld crop production if energy is required to
maintain heat and light within optimal ranges (ibid.). However, these GHG gures
do not take into account other environmental impacts of non-RAS systems, such as
eutrophication or potent ial pathogen transfers to wild stocks. Nor do they consider
GHG from the production, transportation and application of herbicides and pesti-
cides used in open-eld cultivation, nor methane and nitrous oxide from associated
livestock production, both of which have a 100-year greenhouse warming potential
(GWP) 25 and 298 times that of CO
2
, respectively (Camargo et al. 2013; Eggleston
et al. 2006).
These sobering estimates of present and future energy consumption and GHG
emissions associated with food production have prompted new modelling and
approaches, for example, the UNs water-food-energy nexus approach mentioned
in Sect. 2.1. The UNs Sustainable Development Goals have pinpointed the vulner-
ability of food product ion to uctuations in energy prices as a key driver of food
insecurity. This has prompted effor ts to make agrifood systems energy smart with
an emphasis on improving energy efciencies, increasing use of renewable energy
sources and encouraging integration of food and energy production (FAO 2011).
2.7.2 Aquaponics and Energy Conservation
Technological advances in aquaponi c system operations are moving towards being
increasingly energy smart and reducing the carbon debt from pumps, lters and
heating/cooling devices by using electricity generated from renewable sources. Even
in temperate latitudes, many new designs allow the energy involved in heating and
cooling of sh tanks and greenhouses to be fully reintegrated, such that these
systems do not require inputs beyond solar arrays or the electricity/heat generated
30 A. Joyce et al.
from bacterial biogas production of aquaculture-derived sludge (Ezebuiro and
Körner 2017; Goddek and Keesman 2018; Kloas et al. 2015; Yogev et al. 2016).
In addition, aquaponi c systems can use microbial denitrication to convert nitrous
oxide to nitrogen gas if enough carbon sources from wastes are available, such that
heterotrophic and facultative anaerobic bacteria can convert excess nitrates to
nitrogen gas (Van Rijn et al. 2006). As noted in Sect. 2.7.1, nitrous oxide is a potent
GHG and microbes already present in closed aquaponics systems can facilitate its
conversion into nitrogen gas.
2.8 Summary
As the human population continues to increase, there is increasing demand for high-
quality protein worldwide. Compared to meat sources, sh are widely recognized as
being a particularly healthy source of protein. In relation to the world food supply,
aquaculture now provides more sh protein than capture sheries (FAO 2016).
Globally, human per capita sh consumption continues to rise at an annual average
rate of 3.2% (19612013), which is double the rate of population growth. In the
period from 1974 to 2013, biologically unsustainable overshing has increased by
22%. During the same period, the catch from what are deemed to be fully exploited
sheries has decreased by 26%. Aquaculture therefore provides the only possible
solution for meeting incre ased market demand. It is now the fastest growing food
sector and therefore an important component of food security (ibid.)
With the global population estimated to reach 8.310.9 billion people by 2050
(Bringezu et al. 2014), sustainable development of the aquaculture and agricultural
sectors requires optimization in terms of production efciency, but also reductions in
utilization of limited resources, in particular, water, land and fertilizers. The benets
of aquaponics relate not just to the efcient uses of land, water and nutrient resources
but also allow for increased integration of smart energy opportunities such as biogas
and solar power. In this regard, aquaponics is a promising technology for producing
both high-quality sh protein and vegetables in ways that can use substantially less
land, less energy and less water while also minimizing chemical and fertilizer inputs
that are used in conventional food production.
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